Tembion Capital Management, LLC (Santa Fe)

Name: Tembion Capital Management, LLC
Address: 404 Kiva Court, Suite A, Santa Fe, NM, 87505 5994
Telephone: (505) 820-6464

Tembion Capital Management, LLC is a large advisory firm based in Santa Fe. It manages $90.12 million of regulatory assets for 155 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado, New Mexico, and Texas.

Tembion Capital Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tembion Capital Management: assets under management

The assets under management (AUM) of Tembion Capital Management, LLC is $90.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and $380.43 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $90.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $581.44 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 56% of the total AUM. The second-largest asset type is exchange traded securities, which make up 29% of the firm’s portfolio. Investments in government bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tembion Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tembion Capital Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Tembion Capital Management is high net worth individuals with 31 clients and $50.62 million of assets under management. Among the 6 most similar advisory firms, Tembion Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $90.12 million for 155 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tembion Capital Management doesn't advise any private funds.

Careers at Tembion Capital Management, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alyssa Melanie Kolber	Manager / chief compliance officer	1 Feb 2012	Other	5321571
Llc Interim Holdings	Managing member	1 Feb 2012	75% - 100%	45-0592675
Mark John Jensen	Managing member / chief compliance officer	1 May 2012	75% - 100%	2748816

Based in Santa Fe

The principal office where Tembion Capital Management, LLC performs its advisory services is located at 404 Kiva Court, Suite A, Santa Fe, NM 87505 5994, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (505) 820-6464 or by fax (505) 820-6465. The normal business hours are 8:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at tembioncapitalmanagement.com.