Warwick Investment Management Inc (Bryan)

Name: Warwick Investment Management Inc
Address: 4444 Carter Creek Parkway, Bryan, TX, 77802
Telephone: 979-260-9777

Warwick Investment Management Inc is a large advisory firm based in Bryan. It manages $813.58 million of regulatory assets for 727 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Warwick Investment Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Warwick Investment Management: assets under management

The assets under management (AUM) of Warwick Investment Management Inc is $813.58 million. The firm's AUM has grown by 843% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $474.35 million in discretionary accounts and $339.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $676.68 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $13.05 million.

Warwick Investment Management has custody of $14 million in cash and securities for 23 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 78% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Warwick Investment Management Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clarence Hays Glover serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Clarence Hays Glover is high net worth individuals with 94 clients and $432.77 million of assets under management. Among the 9 most similar advisory firms, Warwick Investment Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $474.26 million for 167 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Warwick Investment Management doesn't advise any private funds.

Careers at Warwick Investment Management Inc

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Clarence Hays Glover has been acting as President since 1 Sep 1991. Robert Bruce Sanders joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clarence Hays Glover	President	1 Sep 1991	50% - 75%	723504
Hays Glover Clarence	President	1 Sep 1991	50% - 75%	723504
Clarence Hays Glover	Chief compliance officer	1 Aug 2004	75% - 100%	723504
Robert Bruce Sanders	Chief compliance officer	1 Dec 2005	50% - 75%	2793584

Based in Bryan

The principal office where Warwick Investment Management Inc performs its advisory services is located at 4444 Carter Creek Parkway, Bryan, TX 77802, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 979-260-9777 or by fax 979-260-9712. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at warwickpartners.net.