Pma Capital Management Limited (Grand Cayman)

Name: Pma Capital Management Limited
Address: Harbour Place, 103 South Church Street, Grand Cayman
Telephone: 345-949-8455

Pma Capital Management Limited is a large advisory firm based in Grand Cayman. It manages $1.2 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2006.

Pma Capital Management Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pma Capital Management Limited: assets under management

The assets under management (AUM) of Pma Capital Management Limited is $1.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 848% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.63 million each.

Pma Capital Management Limited has custody of $6.61 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pma Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pma Capital Management Limited

Farhat Abbas Malik has been acting as President since 1 Apr 2002. Toshifumi Shimanaka joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Farhat Abbas Malik	Ceo/director/shareholder	1 Apr 2002	Other	5082640
Christopher Scott Agar	Coo/director/shareholder	1 Apr 2002	Other	5082643
Ruth Waverly Deans	Sh	1 May 2002	Other	5083119
Farhat Abbas Malik	Director	1 May 2002	Other	5082640
The Three H Trust	Sh	1 Sep 2002	25% - 50%	foreign
Philip Andrew Tye	Cfo	1 Oct 2003	Other	5082646
Credit Suisse	Sh	1 Nov 2003	Other	foreign
Thomas Amstutz	Director	1 Nov 2004	Other	3197209
Kanwaljit Singh Bahra	Chief operating officer	1 Apr 2005	Other	5316308
Sparx International Ltd.	Sh	1 May 2006	75% - 100%	foreign
Abe Shuhei	Director	1 Jun 2006	Other	5152811
Shuhei Abe	Director	1 Jun 2006	Other	5152811
Tin Wai Raymond Wong	Chief compliance officer	1 Jul 2006	Other	5316301
Shinji Naito	Director	1 Oct 2006	Other	5229698
Mikio Fujii	Director	1 Dec 2008	Other	1372560
Kudo Masamichi	Director	1 Dec 2008	Other	5625802
Masamichi Kudo	Director	1 Dec 2008	Other	5625802
Ltd Sparx Group Co.	Sh	1 Sep 2009	75% - 100%	foreign
Kanwaljit Singh Bahra	Chief executive officer	1 Nov 2009	Other	5316308
Farhat Abbas Malik	Chairman	1 Nov 2009	Other	5082640
Raymond Kwok	Chief operating officer	1 Nov 2009	Other	5082633
Kanwaljit Singh Bahra	Director	1 Jun 2010	Other	5316308
Kanwaljit Singh Bahra	Chief compliance officer	1 Jul 2010	Other	5316308
Eddie Tak Kin To	Chief compliance officer	1 Sep 2010	Other	5852562
Toshifumi Shimanaka	Director	1 Jun 2011	Other	5640397

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Abacus (C.I.) Limited	Trustee	1 Sep 2002	25% - 50%	foreign
Credit Suisse Group	Owner	1 Nov 2003	75% - 100%	foreign
Ltd. Sparx Asset Management Co.	Sh	1 May 2006	75% - 100%	foreign
Abe Shuhei	Sh	1 May 2006	25% - 50%	5152811
Abe Shuhei	Sh	1 Aug 2006	25% - 50%	5152811
Shuhei Abe	Sh	1 Aug 2006	50% - 75%	5152811
Ltd. Sparx Group Co.	Sh	1 Oct 2006	75% - 100%	foreign

Based in Grand Cayman

The principal office where Pma Capital Management Limited performs its advisory services is located at Harbour Place, 103 South Church Street, Grand Cayman, The mailing address of the firm is Harbour Place, 103 South Church Street, Grand Cayman, . It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 345-949-8455 or by fax 345-949-8499. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.pmaia.com.