Clemson Eps Advisors, LLC (Seneca)

Clemson Eps Advisors, LLC is a large advisory firm based in Seneca. It manages $103.75 million of regulatory assets for 583 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Georgia, Louisiana, North Carolina, and South Carolina.

Clemson Eps Advisors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clemson Eps Advisors: assets under management

The assets under management (AUM) of Clemson Eps Advisors, LLC is $103.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $177.95 thousand each.

Clemson Eps Advisors has custody of $3.32 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 40% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 22% of the firm’s portfolio. Investments in investment and business development companies form 19% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Clemson Eps Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clemson Eps Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Clemson Eps Advisors is high net worth individuals with 34 clients and $60.51 million of assets under management. Among the 11 most similar advisory firms, Clemson Eps Advisors has the 6th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $103.75 million for 279 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Clemson Eps Advisors doesn't advise any private funds.

Careers at Clemson Eps Advisors, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jan Sture Fredman	Managing member/chief compliance officer	1 Oct 2009	75% - 100%	1343406

Based in Seneca

The principal office where Clemson Eps Advisors, LLC performs its advisory services is located at 10704 Clemson Boulevard, Seneca, SC 29678 The mailing address of the firm is P.O. Box 1865, Clemson, SC 29633. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (864) 888-2666 or by fax (864) 653-5401. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday.