Resurgence Asset Management, L.L.C. (New York)

Resurgence Asset Management, L.L.C. is a related adviser based in New York. It manages $2.05 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Texas.

Resurgence Asset Management, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Resurgence Asset Management, L.L.C: assets under management

The assets under management (AUM) of Resurgence Asset Management, L.L.C. is $2.05 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $683.39 thousand each.

Resurgence Asset Management, L.L.C has custody of $2.05 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resurgence Asset Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Resurgence Asset Management, L.L.C.

Hugh Roy Lamle has been acting as President since 1 May 1997. Ari Sass joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. M.D. Sass Investors Services	Member	1 Nov 1996	50% - 75%	110590
Inc. J. B. Rubin & Co.	Member	1 Nov 1996	50% - 75%	06-1492155
Martin Douglas Sass	Co-chairman and chief executive officer	1 May 1997	Other	411144
Hugh Roy Lamle	President	1 May 1997	Other	301153
James Bradley Rubin	Co-chairman and chief investment officer	1 May 1997	Other	4363160
Marc Steven Kirschner	Clo/cco	1 Jan 2001	Other	4483595
Byron Haney	Managing director	1 Jun 2004	Other	4815389
Robert Symington	Managing director	1 Jun 2004	Other	4815360
William John Bakker	Chief financial officer	1 Jun 2004	Other	2819106
Lewis Benjamin Schwartz	Controller	1 Jun 2004	Other	4937162
Philip Matthew Sivin	Senior managing director	1 Jul 2005	Other	4362220
Robert W Francess	Vice president, chief financial officer	1 Aug 2005	Other	4083944
Philip Matthew Sivin	General counsel	1 Jan 2006	Other	4362220
Bobby Liu	Chief compliance officer	1 Jan 2006	Other	4771903
Robert William Francess	Seniorvice president, chief financial officer	1 Mar 2006	Other	4083944
Steven L Gidumal	Managing director/ co-chief investment officer	1 Aug 2006	Other	1992646
Scott D Arden	Chief financial officer	1 Mar 2007	Other	1939543
Daniel Mitchel Fishbane	Chief financial officer	1 Jan 2008	Other	1995007
Ari Sass	Senior vice president	1 Jun 2010	Other	6046600

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Douglas Sass	Chairman	1 Mar 1972	50% - 75%	411144
Hugh Roy Lamle	President	1 Apr 1974	25% - 50%	301153

Based in New York

The principal office where Resurgence Asset Management, L.L.C. performs its advisory services is located at 1185 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-730-2000 or by fax 212-843-5949. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.