Nfp Corporate Services (Mn), Inc. (Plymouth)

Name: Nfp Corporate Services (Mn), Inc.
Address: 9655 Schmidt Lake Road, Plymouth, MN, 55442
Telephone: 763-450-1800

Nfp Corporate Services (Mn), Inc. is a large advisory firm based in Plymouth. It manages $1.41 billion of regulatory assets for 670 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Minnesota.

Nfp Corporate Services (Mn) provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nfp Corporate Services (Mn): assets under management

The assets under management (AUM) of Nfp Corporate Services (Mn), Inc. is $1.41 billion. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.91 million in discretionary accounts and $1.25 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $289.36 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.67 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nfp Corporate Services (Mn), Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nfp Corporate Services (Mn), Inc.

Brett Ronald Schneider has been acting as President since 1 Jan 2009. Edward George O'malley joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nfp Corp.	Shareholder	1 Jan 1999	75% - 100%	13-4029115
Anthony Allen Cardinal	Director,executive vice president, treasurer and chief compliance officer	1 Jan 2001	Other	1907461
Thomas Earl Miller	Director and president	1 Jan 2001	Other	1639180
James Richard Sarych	Director and executive vice president	1 Jan 2001	Other	1953837
Brett Ronald Schneider	Director	1 Jan 2009	Other	5636953
Lori Michell Lieser	Vice president	1 Jan 2009	Other	2131475
Suzanne F Spradley	Vice president	1 Oct 2014	Other	6020625
Veronica Ei Chun Moo	Vice president, assistant secretary	1 Oct 2014	Other	5867442
Michael Andrew Evan	Vice president	1 Oct 2014	Other	6292441
Edward George O'malley	Director	1 Feb 2015	Other	5902666

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Patriot Intermediate Holdings B. Corp.	Owner	1 Jul 2013	75% - 100%	46-2704384
Patriot Intermediate Holdings A. Corp	Owner	1 Jul 2013	75% - 100%	46-2723281
Llc Patriot Investment Holdings	Owner	1 Jul 2013	75% - 100%	30-0781325
L.P. Madison Dearborn Capital Partners Vi A	Owner	1 Jul 2013	75% - 100%	26-1274415.
L.P. Madison Dearborn Partners Vi A&C	General partner	1 Jul 2013	Other	26-1267403
Madison Dearborn Partners	General partner	1 Jul 2013	Other	157349
Nfp Intermediate Holdings B. Corp	Owner	1 Jul 2013	75% - 100%	46-2704384
Nfp Intermediate Holdings A. Corp	Owner	1 Jul 2013	75% - 100%	46-2723281
Llc Nfp Holdings	Owner	1 Jul 2013	75% - 100%	30-0781325
Llc Nfp Parent Co	Owner	1 Oct 2014	75% - 100%	47-1953275

Based in Plymouth

The principal office where Nfp Corporate Services (Mn), Inc. performs its advisory services is located at 9655 Schmidt Lake Road, Plymouth, MN 55442, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 763-450-1800 or by fax 763-450-1801. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at nfpmn.com.