Episteme Capital Partners (Uk), LLP (London)

Name: Episteme Capital Partners (Uk), LLP
Address: 38 Dover Street, London, W1 S 4 Nl
Telephone: 44 20 7292 2662

Episteme Capital Partners (Uk), LLP is an adviser based in London. It manages $29.56 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014.

Episteme Capital Partners (Uk) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Episteme Capital Partners (Uk): assets under management

The assets under management (AUM) of Episteme Capital Partners (Uk), LLP is $29.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -15% since the beginning of its operation, and $16.23 million of the total AUM is attributable to clients outside of the United States.

The firm manages $29.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.93 million each.

Episteme Capital Partners (Uk) has custody of $27.01 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Episteme Capital Partners (Uk), LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Episteme Capital Partners (Uk) serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Episteme Capital Partners (Uk) is pooled investment vehicles with 12 clients and $29.56 million of assets under management. Among the 1 most similar advisory firms, Episteme Capital Partners (Uk) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $29.56 million for 14 clients. 86% of the firm’s clients are foreign persons or businesses.

Episteme Capital Partners (Uk) also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Episteme Capital Partners (Uk), LLP

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jameel Nazmin Kassam joined the executive team most recently as the Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Adrian Luis Eterovic	Chief executive officer	1 Aug 2009	25% - 50%	5072168
Gustavo Salvador Lau Laynes Lozada	Principal	1 Aug 2009	Other	6223510
Ltd. Episteme Capital Holdings (Cayman)	Corporate member	1 Aug 2009	50% - 75%	98-0615885
Helaine Rosenbaum Dryden	General counsel and chief compliance officer, episteme group	1 Aug 2009	Other	1995915
Gina Roman	Chief financial officer, episteme group	1 Aug 2009	Other	6234068
Richard Francis Leahy	Acting chief financial officer - episteme group	1 Mar 2014	Other	304592
Jameel Nazmin Kassam	Principal	1 May 2014	Other	6361764

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Episteme Capital Partners (Cayman)	Shareholder	1 Aug 2009	75% - 100%	98-0615882
Richard Francis Leahy	Director and principal	1 Aug 2009	25% - 50%	304592

Based in London

The principal office where Episteme Capital Partners (Uk), LLP performs its advisory services is located at 38 Dover Street, London, W1 S 4 Nl, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7292 2662. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at epistemecap.com.