Stephen Jones Capital Management, Inc. (Austin)

Stephen Jones Capital Management, Inc. is a related adviser based in Austin. It manages $6.48 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Texas.

Stephen Jones Capital Management provides portfolio management for individuals and small businesses, selection of other advisers, and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stephen Jones Capital Management: assets under management

The assets under management (AUM) of Stephen Jones Capital Management, Inc. is $6.48 million. The firm's AUM has gone down by -83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $576.49 thousand in discretionary accounts and $5.91 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.05 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $536.99 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stephen Jones Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stephen Jones Capital Management, Inc.

Stephen Martin Jones has been acting as President since 1 Nov 1997. Catherine Louise Rusconi Sansbury joined the executive team most recently as the General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Martin Jones	President	1 Nov 1997	Other	2506705
Smj Loyal Trust	90% shareholder	1 Nov 1997	75% - 100%	xxx-xx-xxxx
Thomas Edward Villalta	Chief investment officer; chief compliance officer; 10% shareholder	1 Sep 1999	Other	2271757
Catherine Louise Rusconi Sansbury	General counsel	1 Jan 2011	Other	5033762

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Martin Jones	100% beneficiary of the smj loyal trust; trustee of the smj loyal trust	1 Feb 1989	Other	2506705
John Rex Jones	Trustee of the smj loyal trust	1 Feb 1989	Other	4455872

Based in Austin

The principal office where Stephen Jones Capital Management, Inc. performs its advisory services is located at 5401 Maryanna Dr, Austin, TX 78746, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-494-1174 or by fax 512-494-1324. The normal business hours are by appointment only on Monday - Friday.