Fundamental Advisors LP (New York)

Name: Fundamental Advisors LP
Address: 745 Fifth Ave, New York, NY, 10151
Telephone: 212-205-5000

Fundamental Advisors LP is a large advisory firm based in New York. It manages $1.56 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Fundamental Advisors provides portfolio management for pooled investment vehicles and fundamental asset management llc is an asset management business formed by fundamental advisors in 2009. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fundamental Advisors: assets under management

The assets under management (AUM) of Fundamental Advisors LP is $1.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 211% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fundamental Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fundamental Advisors serves?

The only and largest group of clients of Fundamental Advisors is pooled investment vehicles with 7 clients and $1.56 billion of assets under management. Among the 9 most similar advisory firms, Fundamental Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.56 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

Fundamental Advisors also advises several private funds. Namely, six private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Fundamental Advisors LP

The company employs 24 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fundamental Advisors Group Llc	General partner (fundamental advisors)	1 Apr 2007	Other	26-0161910
Fundamental Advisors Holdings Lp	Limited partner (fundamental advisors)	1 Jun 2007	75% - 100%	26-0415105
Laurence L. Gottlieb	Chairman and ceo (fundamental advisors)	1 Jul 2007	Other	4848598
Dana Leigh Scarbrough Fusaris	Managing director (fundamental advisors)	1 Jul 2007	Other	4322297
Fpi Manager Holdings Llc	Limited partner (fundamental advisors)	1 Sep 2007	Other	26-1817509
Fp I Manager Holdings Llc	Limited partner	1 Sep 2007	Other	26-1817509
Michael Moshe Jacobs	Cfo, coo (fundamental advisors)	1 Feb 2008	Other	3208986
Justin Michael Vinci	Controller (fundamental advisors)	1 Sep 2008	Other	5932433
Justin Mathew Garrod	Director of investor relations	1 Jun 2010	Other	5393954
Nathan Jay Hersch	Cco, chief administrative officer (cao) (fundamental advisors and fco)	1 Jan 2012	Other	2719455
Fco Management Llc	General partner (fco)	1 Nov 2012	Other	45-5541197
Fundamental Advisors Lp	Limited partner (fco)	1 Nov 2012	50% - 75%	157899
Laurence L. Gottlieb	Chairman and co-ceo (fco)	1 Nov 2012	Other	4848598
Hector Emilio Negroni	Co-ceo, cio and limited partner (fco)	1 Nov 2012	25% - 50%	2102883
Michael Moshe Jacobs	Cfo (fco)	1 Nov 2012	Other	3208986
Justin Michael Vinci	Controller (fco)	1 Nov 2012	Other	5932433
Bruce Evan Kayle	Senior advisor (fundamental advisors and fco)	1 Jan 2014	Other	6286977
Jon D. Stern	Managing director (fundamental advisors)	1 Jan 2014	Other	6316965
Robert Keith Jacobsen	Managing director (fundamental advisors)	1 Jan 2014	Other	1302685
John D. Stern	Managing director (fundamental advisors and fco)	1 Jan 2014	Other	6316965
Justin Michael Vinci	Chief financial officer	1 Dec 2014	Other	5932433
Robyn Arlene Huffman	Chief compliance officer and general counsel	1 Jan 2015	Other	6438810

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Laurence L. Gottlieb	Member	1 Apr 2007	75% - 100%	4848598
Laurence L. Gottlieb	Partner	1 Jun 2007	75% - 100%	4848598
Fundamental Advisors Holdings L.P.	Partner	1 Nov 2012	75% - 100%	26-0415105

Based in New York

The principal office where Fundamental Advisors LP performs its advisory services is located at 745 Fifth Ave, New York, NY 10151, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-205-5000 or by fax 212-205-5050. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at fundamentaladvisorslp.com/.