Cantlon Michael Francis (St Charles)

Cantlon Michael Francis is a large advisory firm based in St Charles. It manages $46.75 million of regulatory assets for 166 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Cantlon Michael Francis provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cantlon Michael Francis: assets under management

The assets under management (AUM) of Cantlon Michael Francis is $46.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $46.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $281.63 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cantlon Michael Francis for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cantlon Michael Francis

Cantlon Michael Francis is owned by Michael Francis Cantlon. Thomas Edward Guyett joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Francis Cantlon	Owner	1 Dec 1983	75% - 100%	1337858
Thomas Edward Guyett	Chief compliance officer	1 May 2005	Other	4365000

Based in St Charles

The principal office where Cantlon Michael Francis performs its advisory services is located at 41 W 671 Burlington Rd, St Charles, IL 60175, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.