American General Securities, Incorporated (Houston)

Name: American General Securities, Incorporated
Address: 2727 Allen Parkway, Suite 290, Houston, TX, 77019
Telephone: 713-831-3806

American General Securities, Incorporated is a large advisory firm based in Houston. It manages $152 million of regulatory assets for 610 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 43 other states.

American General Securities, Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

American General Securities, Incorporated: assets under management

The assets under management (AUM) of American General Securities, Incorporated is $152 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay American General Securities, Incorporated for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at American General Securities, Incorporated

Frank Paul Jr Kovach has been acting as President since 1 Nov 1994. Laurence Eugene Blews joined the executive team most recently as the Vice President, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
American General Life Insurance Company	Shareholder	1 Mar 1983	75% - 100%	25-0598210
Royce Garfield Ii Imhoff	Director	1 Aug 1992	Other	721346
Frank Paul Jr Kovach	Chairman/president/ceo/director	1 Nov 1994	Other	274430
John Andrew Kalbaugh	Vp/chief marketing officer	1 Sep 1995	Other	1821773
Rodney Owen Jr Martin	Vice chairman/director	1 Apr 1998	Other	842872
Donald W. Britton	Director	1 Apr 1999	Other	xxx-xx-xxxx
Sander J. Ressler	Vice president/cco/srop/crop	1 Mar 2000	Other	00-0000000
Alice Theresa Kane	Director	1 Apr 2000	Other	2516556
Lucille Simmons Martinez	Treasurer/controller/finop	1 Apr 2000	Other	xxx-xx-xxxx
John Andrew Kalbaugh	President, chief executive officer	1 Nov 2001	Other	1821773
Sander James Ressler	Vice president/cco/crop	1 Nov 2001	Other	1455553
Brandon Junghwa Liang	Administration, srop	1 Nov 2001	Other	2339244
James Burke Brown	Vice president, chief marketing officer	1 May 2002	Other	xxx-xx-xxxx
Lucille Simmons Martinez	Vice president, treasurer, finop	1 Jul 2002	Other	xxx-xx-xxxx
American General Equity Services Corporation	Owner	1 Oct 2002	75% - 100%	5435
Laurence Eugene Blews	Vice president, chief compliance officer	1 Feb 2003	Other	1958916

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
American General Corporation	Shareholder	1 Sep 1982	75% - 100%	74-0483432
American General Corporation	Shareholder	1 Mar 1983	75% - 100%	74-0483432
Agc Life Insurance Company	Shareholder	1 Dec 1991	75% - 100%	76-0030921
Inc. American International Group	Owner	1 Aug 2001	75% - 100%	13-2592361
American General Life Insurance Company	Owner	1 Oct 2002	75% - 100%	25-0598210

Based in Houston

The principal office where American General Securities, Incorporated performs its advisory services is located at 2727 Allen Parkway, Suite 290, Houston, TX 77019, which is also the mailing address of the firm. An additional office of the firm is in O'fallon, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-831-3806 or by fax 713-831-3366. The normal business hours are 8:00a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at www.agsecurities.com.