Gladowsky Capital Management Corp (Smithtown)

Name: Gladowsky Capital Management Corp
Address: 18 Manor Road, Smithtown, NY, 11787
Telephone: 631-360-7200

Gladowsky Capital Management Corp is a large advisory firm based in Smithtown. It manages $118.47 million of regulatory assets for 861 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New Jersey, New York, and Texas.

Gladowsky Capital Management Corp provides selection of other advisers and provides investment recommendations to participants of one 401(k) plan, with no authority to implement the recommendations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gladowsky Capital Management Corp: assets under management

The assets under management (AUM) of Gladowsky Capital Management Corp is $118.47 million. The firm's AUM has grown by 325% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 49% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 19% of the firm’s portfolio. Investments in government bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gladowsky Capital Management Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gladowsky Capital Management Corp serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Gladowsky Capital Management Corp is high net worth individuals with 66 clients and $73.6 million of assets under management. Among the 9 most similar advisory firms, Gladowsky Capital Management Corp has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $118.37 million for 249 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gladowsky Capital Management Corp doesn't advise any private funds.

Careers at Gladowsky Capital Management Corp

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barry Michael Gladowsky	Director / finop/cfo / options principal	1 Nov 1998	Other	3054441
Jason Robert Gladowsky	Pres / dir / chief compliance officer / muni principal	1 Dec 1998	75% - 100%	2704419
Elliot Jay Gladowsky	Chariman	1 Dec 1998	Other	2353631

Based in Smithtown

The principal office where Gladowsky Capital Management Corp performs its advisory services is located at 18 Manor Road, Smithtown, NY 11787, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-360-7200 or by fax 631-361-7200. The normal business hours are 9-5pm on Monday - Friday. You can find more information about the New York firm at gladowsky.com.