Safian Investment Research, Inc. (White Plains)

Name: Safian Investment Research, Inc.
Address: 4 West Red Oak Lane, White Plains, NY, 10604
Telephone: 914-697-9700

Safian Investment Research, Inc. is a large advisory firm based in White Plains. It manages $76.44 million of regulatory assets for 137 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, New Jersey, and New York.

Safian Investment Research provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Safian Investment Research: assets under management

The assets under management (AUM) of Safian Investment Research, Inc. is $76.44 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $76.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $557.92 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Safian Investment Research, Inc. for their services and products based on a percentage of assets under management, subscription fees, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Safian Investment Research, Inc.

Kenneth Geisler Safian has been acting as President since 1 Dec 1984. Arthur Chester Safian joined the executive team most recently as the Sr. Vice President, Chief Compliance Officer, Fin. Op..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Geisler Safian	President	1 Dec 1984	75% - 100%	408947
Lorraine Theresa Corbett	Vice president, srop, crop	1 Apr 1987	Other	1461270
Arthur Chester Safian	Sr. vice president, chief compliance officer, fin. op.	1 Sep 1994	Other	408946

Based in White Plains

The principal office where Safian Investment Research, Inc. performs its advisory services is located at 4 West Red Oak Lane, White Plains, NY 10604 The mailing address of the firm is P.O. Box 5022, White Plains, NY 10602. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-697-9700 or by fax 914-696-4916. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.safian.com.