Equitable Life Assurance Society Of The Unite (New York)


Equitable Life Assurance Society Of The Unite is a large advisory firm based in New York. It manages $54.28 billion of regulatory assets for 72 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, and New York.

Equitable Life Assurance Society Of The Unite provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Equitable Life Assurance Society Of The Unite: assets under management

The assets under management (AUM) of Equitable Life Assurance Society Of The Unite is $54.28 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $54.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $753.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Equitable Life Assurance Society Of The Unite for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Equitable Life Assurance Society Of The Unite

George Theodore Lowy has been acting as President since 1 Jul 1992. Llc Axa Client Solutions joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Lewis Dionne Director 1 May 1982 Other 1485211
John Thomas Hartley Director 1 Aug 1987 Other 2190356
Norman Christopher Francis Director 1 Mar 1989 Other 1968944
Dave Harrell Williams Director 1 Mar 1991 Other 467574
Donald John Greene Director 1 Jul 1991 Other 2190390
George Theodore Lowy Director 1 Jul 1992 Other 2273267
Francoise Colloch Director 1 Jul 1992 Other 2273262
Jean Rene Fourtou Director 1 Jul 1992 Other 2273265
John Henry Farrell Haskell Director 1 Jul 1992 Other 239380
William Edwin Charles Jarmain Director 1 Jul 1992 Other 2273266
Robert E Garber Executive vice president & general counsel 1 Sep 1993 Other 2231578
Henri Delacroixdecastries Director 1 Sep 1993 Other 2413752
Jose Mino Suarez Suquet Sr. exec. vp & chief distribution officer 1 Aug 1994 Other 709852
Peter Dana Noris Evp & chief investment officer 1 Jul 1995 Other 1327281
Stanley Bernard Tulin Vice chairman, cfo & director 1 May 1996 Other 4338492
Mary Regina Henderson Director 1 Dec 1996 Other 2849961
George J Sella Director 1 May 1997 Other 1830782
Michael Hegarty President, coo & director 1 Jan 1998 Other 2474862
Edward Daniel Miller Chairman, ceo & director 1 Feb 1998 Other 2940587
Denis Duverne Director 1 Feb 1998 Other 3028622
Peter Joseph Tobin Director 1 Apr 1999 Other 3231098
Llc Axa Client Solutions Shareholder 1 Sep 1999 75% - 100% 13-3623351
Donald Roy Kaplan Sr. vice president & chief compliance officer 1 Sep 1999 Other 1727509

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Axa Shareholder 1 Jul 1992 75% - 100% foreign company
Inc. Axa Financial Shareholder 1 Sep 1999 75% - 100% 13-3623351

Based in New York

The principal office where Equitable Life Assurance Society Of The Unite performs its advisory services is located at 1290 Avenue Of The Americas 12 Th Floor, New York, NY 10104, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number [212]554-1234 or by fax [212]707-1877. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.