Your Private Client Group, Inc. (Thousand Oaks)

Your Private Client Group, Inc. is a large advisory firm based in Thousand Oaks. It manages $406.19 million of regulatory assets for 1,524 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Colorado, and 25 other states.

Your Private Client Group provides selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Your Private Client Group: assets under management

The assets under management (AUM) of Your Private Client Group, Inc. is $406.19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $406.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $266.53 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Your Private Client Group, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Your Private Client Group serves?

The only and largest group of clients of Your Private Client Group is pooled investment vehicles with 770 clients and $406.19 million of assets under management. Among the 11 most similar advisory firms, Your Private Client Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $406.19 million for 770 clients. None of the firm’s clients are foreign persons or businesses.

Your Private Client Group doesn't advise any private funds.

Careers at Your Private Client Group, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Philip Dagostino	President & chief compliance officer	1 Feb 2018	50% - 75%	2189577
Kenneth Robert Graham	Ceo	1 Feb 2018	50% - 75%	2560875

Based in Thousand Oaks

The principal office where Your Private Client Group, Inc. performs its advisory services is located at 3965 Calle Del Sol, Thousand Oaks, CA 91360 The mailing address of the firm is 5267 Warner Ave #235, Huntington Beach, CA 92649. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-346-0138 or by fax 818-788-1353. The normal business hours are not applicable - office visits by appointment only on Other.