Fitzroy Investment Advisors LLC (Miami)

Name: Fitzroy Investment Advisors LLC
Address: 1111 Brickell Avenue, Miami, FL, 33131
Telephone: 347-580-9762

Fitzroy Investment Advisors LLC is a large advisory firm based in Miami. It manages $393.2 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Florida.

Fitzroy Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fitzroy Investment Advisors: assets under management

The assets under management (AUM) of Fitzroy Investment Advisors LLC is $393.2 million. $197.53 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in pooled investment vehicles the most. They account for 30% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 27% of the firm’s portfolio. Investments in non-exchange traded securities form 15% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fitzroy Investment Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fitzroy Investment Advisors serves?

The only and largest group of clients of Fitzroy Investment Advisors is high net worth individuals with 25 clients and $393.2 million of assets under management. Among the 8 most similar advisory firms, Fitzroy Investment Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $393.2 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 36% of the firm’s clients are foreign persons or businesses.

Fitzroy Investment Advisors doesn't advise any private funds.

Careers at Fitzroy Investment Advisors LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jose Andres Fernandez	Managing member, ceo, cco	1 Dec 2014	75% - 100%	2567136
Catarina Fca Silva	Chief operations officer, finance vp	1 Aug 2015	Other	6549056

Based in Miami

The principal office where Fitzroy Investment Advisors LLC performs its advisory services is located at 1111 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 347-580-9762. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fria.us.