Hoefer & Arnett Capital Management, Inc. (San Francisco)

Name: Hoefer & Arnett Capital Management, Inc.
Address: 555 Market St. 18 Th Floor, San Francisco, CA, 94105
Telephone: 415-538-5700

Hoefer & Arnett Capital Management, Inc. is a large advisory firm based in San Francisco. It manages $610.17 million of regulatory assets for 691 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 23 other states.

Hoefer & Arnett Capital Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hoefer & Arnett Capital Management: assets under management

The assets under management (AUM) of Hoefer & Arnett Capital Management, Inc. is $610.17 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $610.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $883.03 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hoefer & Arnett Capital Management, Inc. for their services and products based on a percentage of assets under management, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hoefer & Arnett Capital Management, Inc.

Philip John Economopoulos has been acting as President since 1 Sep 2003. Dean Allan Folias joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Edward Raitano	Chief financial officer	1 Aug 2000	Other	1007119
Kevin Lawrence Daly	Shareholder	1 Sep 2003	25% - 50%	1256940
Bobby Lee Arnett	Secretary	1 Sep 2003	25% - 50%	7442
Philip John Economopoulos	President	1 Sep 2003	25% - 50%	872976
Katharine Jean Turner	Vice president	1 Sep 2003	Other	2001988
Steven James Didion	Director	1 Sep 2003	Other	2179021
Mark Richard Palmer	Director of compliance	1 Aug 2004	Other	2380558
Dennis Arcilla	Chief compliance officer	1 Oct 2005	Other	3246568
Dean Allan Folias	Chief compliance officer	1 Jul 2006	Other	3128644
Matthew Carmen Boba	Secretary	1 Jul 2006	Other	4809549
Inc. Howe Barnes Hoefer & Arnett	Corporation	1 Jul 2006	75% - 100%	2240
Edward Joseph Burke	Senior managing director	1 Jul 2006	Other	701270
Robert Jeffery Corne	Treasurer	1 Jul 2006	Other	4993108
Daniel Edmund Coughlin	Chairman	1 Jul 2006	Other	2419252
Marc David Orourke	Managing director	1 Jul 2006	Other	856163
James Daniel Nolan	Senior vice-president	1 Jul 2006	Other	1710812
Andrew Jerome Rand	Managing director	1 Jul 2006	Other	2648600
Ronald Allan Sirt	Senior vice-president	1 Jul 2006	Other	1289440

Based in San Francisco

The principal office where Hoefer & Arnett Capital Management, Inc. performs its advisory services is located at 555 Market St. 18 Th Floor, San Francisco, CA 94105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-538-5700 or by fax 415-398-8129. The normal business hours are 6:30am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.hoeferarnett.com.