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D3 Capital Management, LLC (Los Angeles)


D3 Capital Management, LLC is a large advisory firm based in Los Angeles. It manages $184.17 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2005.

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D3 Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

D3 Capital Management: assets under management

The assets under management (AUM) of D3 Capital Management, LLC is $184.17 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $184.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.31 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay D3 Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daniel Bruce Asher Shareholder and president 1 Oct 1995 75% - 100% 1645627
Nathan Fischel Trustee 1 Apr 1999 75% - 100% 4732394
Fariba Fischel Ghodsian Trustee 1 Apr 1999 75% - 100% 2760694
Susan V. Asher Trustee 1 Jan 2005 75% - 100% 5129687

Based in Los Angeles

The principal office where D3 Capital Management, LLC performs its advisory services is located at 10990 Wilshire Boulevard, Los Angeles, CA 90024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-724-5800 or by fax 310-481-0722. The normal business hours are 5:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.d3capital.com.


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