Carol H. Baldi, Inc. is a mid-sized advisory firm based in New York. It manages $41.67 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.
Carol H. Baldi provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Carol H. Baldi, Inc. is $41.67 million. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Carol H. Baldi, Inc. for their services and products based on commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Carol Holbrook Baldi has been acting as President since 1 Jan 1980. Sarah Lamattina joined the executive team most recently as the Chief Compliance Officer.
The principal office where Carol H. Baldi, Inc. performs its advisory services is located at 420 Lexington Ave, New York, NY 10170, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-697-6266 or by fax 212-697-6149. The normal business hours are 9am - 5pm on Monday - Friday.