Welz Financial Services, Inc. (Stockton)

Welz Financial Services, Inc. is an adviser based in Stockton. It manages $78.33 million of regulatory assets for 334 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California and Nebraska.

Welz Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Welz Financial Services: assets under management

The assets under management (AUM) of Welz Financial Services, Inc. is $78.33 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $78.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $234.52 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Welz Financial Services, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Welz Financial Services, Inc.

Taylor Michael Welz has been acting as President since 1 Jun 2007. Stacia Jo Houston joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Taylor Michael Welz	President/chief compliance officer	1 Jun 2007	75% - 100%	1558277
Stacia Jo Houston	Vice president	1 Jan 2010	Other	1177098

Based in Stockton

The principal office where Welz Financial Services, Inc. performs its advisory services is located at 7474 Shoreline Drive, Stockton, CA 95219 5468, which is also the mailing address of the firm. An additional office of the firm is in Grass Valley, CA. It doesn’t run an office outside of the United States.