Legacy Private Client Group, Inc. (Kamas)

Name: Legacy Private Client Group, Inc.
Address: 30 North Main Street, Kamas, UT, 84036
Telephone: 949-207-3243

Legacy Private Client Group, Inc. is an adviser based in Kamas. It manages $36.57 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and Utah.

Legacy Private Client Group provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legacy Private Client Group: assets under management

The assets under management (AUM) of Legacy Private Client Group, Inc. is $36.57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $179.28 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legacy Private Client Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legacy Private Client Group, Inc.

Roberto Roman has been acting as President since 1 Nov 2011. Todd Eric Lunsford joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan Nicholas Shubin	Chief compliance officer	1 Nov 2011	50% - 75%	4367965
Roberto Roman	President	1 Nov 2011	50% - 75%	4609381
Todd Eric Lunsford	Chief compliance officer	1 Oct 2015	Other	4630375

Based in Kamas

The principal office where Legacy Private Client Group, Inc. performs its advisory services is located at 30 North Main Street, Kamas, UT 84036 The mailing address of the firm is Po Box 1190, Kamas, UT 84036. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-207-3243 or by fax 866-699-3111. The normal business hours are 9:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at legacypcg.com.