Vanterra Capital LLC (New York)

Name: Vanterra Capital LLC
Address: 320 Park Avenue, New York, NY, 10022
Telephone: (212) 231-3930

Vanterra Capital LLC is a large advisory firm based in New York. It manages $358.29 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Vanterra Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vanterra Capital: assets under management

The assets under management (AUM) of Vanterra Capital LLC is $358.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and $218.01 million of the total AUM is attributable to clients outside of the United States.

The firm manages $358.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35.83 million each.

Vanterra Capital has custody of $358.29 million in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vanterra Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vanterra Capital serves?

The only and largest group of clients of Vanterra Capital is pooled investment vehicles with 10 clients and $358.29 million of assets under management. Among the 10 most similar advisory firms, Vanterra Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $358.29 million for 10 clients. 40% of the firm’s clients are foreign persons or businesses.

Vanterra Capital also advises several private funds. Namely, six private equity funds and one venture capital fund. The minimum investment commitment required of non-related persons ranges from $5,000 to $50,000,000.

Careers at Vanterra Capital LLC

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Shad Francis Azimi	Managing member / principal / chief compliance officer	1 Jul 2008	75% - 100%	2941984
Alan Grant Quasha	Principal	1 Jul 2008	Other	4792725
Jason Taney Young	Principal	1 Jul 2008	Other	4356494
Shad F Azimi	Managing member / principal / chief compliance officer	1 Jul 2008	75% - 100%	2941984

Based in New York

The principal office where Vanterra Capital LLC performs its advisory services is located at 320 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 231-3930 or by fax (212) 231-3939. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at vanterra.com.