Yhb Investment Advisors Inc is a large advisory firm based in West Hartford. It manages $1.33 billion of regulatory assets for 2,212 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 14 other states.
Yhb Investment Advisors provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Yhb Investment Advisors Inc is $1.33 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 217% since the beginning of its operation, and $3.5 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Yhb Investment Advisors Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Paul Roger Martel is high net worth individuals with 292 clients and $902.2 million of assets under management. Among the 8 most similar advisory firms, Yhb Investment Advisors has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.33 billion for 831 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Yhb Investment Advisors doesn't advise any private funds.
The company employs 23 people that are either part- or full-time employees. 61 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Paul Roger Martel has been acting as President since 1 Nov 1989. Dennis Patrick Hannigan has served as the Chief Investment Officer since 1 Jan 2009. Linda Lee Morel joined the executive team most recently as the Vice President.
The principal office where Yhb Investment Advisors Inc performs its advisory services is located at 29 South Main Street, West Hartford, CT 06107 2417, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-561-7050 or by fax 860-561-7055. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at yhbia.com.