Sandler O'neil Asset Management, LLC (New York)

Name: Sandler O'neil Asset Management, LLC
Address: 780 Third Avenue, New York, NY, 10017 2024
Telephone: 212-486-7300

Sandler O'neil Asset Management, LLC is a large advisory firm based in New York. It manages $648 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Sandler O'neil Asset Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sandler O'neil Asset Management: assets under management

The assets under management (AUM) of Sandler O'neil Asset Management, LLC is $648 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $648 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $92.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sandler O'neil Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sandler O'neil Asset Management, LLC

Terry Anthony Maltese has been acting as President since 1 Aug 1996. Jason Brian Craig joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Terry Anthony Maltese	President	1 Aug 1996	25% - 50%	1823970
2 Wtc Llc	Member	1 Aug 1996	50% - 75%	13-3906064
Joseph Anthony Hall	Managing director	1 Jan 2003	Other	5063841
Scott Allen Kucsma	Chief financial officer	1 Jan 2005	Other	5063855
Jason Brian Craig	Chief compliance officer	1 Jun 2005	Other	5063852

Based in New York

The principal office where Sandler O'neil Asset Management, LLC performs its advisory services is located at 780 Third Avenue, New York, NY 10017 2024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-486-7300 or by fax 212-486-7580. The normal business hours are 8am to 6pm on Monday - Friday. You can find more information about the New York firm at www.soam.com.