Kaffie Goodman & Pitcairn Inc (Corpus Christi)


Kaffie Goodman & Pitcairn Inc is a large advisory firm based in Corpus Christi. It manages $104.24 million of regulatory assets for 179 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Kaffie Goodman & Pitcairn provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kaffie Goodman & Pitcairn: assets under management

The assets under management (AUM) of Kaffie Goodman & Pitcairn Inc is $104.24 million. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $92.89 million in discretionary accounts and $11.35 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $521.86 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.35 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kaffie Goodman & Pitcairn Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kaffie Goodman & Pitcairn Inc

Gregory Dean Goodman has been acting as President since 1 Jun 1996. Harold Frederick Pitcairn has served as the Chief Investment Officer since 1 Feb 1999. Alan Thomas Mcclain joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregory Dean Goodman President 1 Jun 1996 50% - 75% 1793963
Harold Charles Kaffie President 1 Jun 1996 25% - 50% 2368796
Harold Frederick Pitcairn Chief investment officer 1 Feb 1999 25% - 50% 2988515
Alan Thomas Mcclain Chief operating officer 1 Apr 2002 25% - 50% 3265334

Based in Corpus Christi

The principal office where Kaffie Goodman & Pitcairn Inc performs its advisory services is located at 802 N. Carancahua, Suite 2250, Corpus Christi, TX 78470, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 361-844-6700 or by fax 361-844-6767. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at kgp-advisors.com.