Meredith Kathryn Jane is a large advisory firm based in Victor. It manages $128.9 million of regulatory assets for 2,531 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and New York.
Meredith Kathryn Jane provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Meredith Kathryn Jane is $128.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 164% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Meredith Kathryn Jane for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Kathryn Jane Meredith is high net worth individuals with 45 clients and $77.77 million of assets under management. Among the 10 most similar advisory firms, Meredith Kathryn Jane has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $128.9 million for 212 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Meredith Kathryn Jane doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Kathryn Jane Meredith has been acting as President since 1 Feb 1994. John Paul Harnish joined the executive team most recently as the Chief Compliance Officer.
The principal office where Meredith Kathryn Jane performs its advisory services is located at 50 Square Drive, Victor, NY 14564, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 585-381-5900 or by fax 585-381-0478. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at kminvest.com.