Cts Strategic Investments, LLC (Chicago)


Cts Strategic Investments, LLC is a large advisory firm based in Chicago. It manages $144.5 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Illinois.

Cts Strategic Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cts Strategic Investments: assets under management

The assets under management (AUM) of Cts Strategic Investments, LLC is $144.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $144.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cts Strategic Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cts Strategic Investments, LLC

Monique Moura Srivastava has served as the Chief Investment Officer since 1 Mar 2007. The Lodas Family Limited Partnership joined the executive team most recently as the Capital Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Springs Stafford Capital memeber and non-executive officer 1 Jan 2003 50% - 75% 2345767
Jon Del Thanos Entrepreneurial member and manager 1 Jan 2003 Other 2362001
Rick Alyn Cooper Entrepreneurial member and manager 1 Jan 2003 Other 4857678
Ricky Alyn Cooper Entrepreneurial member and manager 1 Jan 2003 Other 4857678
Blake Hausladen Chief compliance officer 1 Apr 2005 Other 5024068
Blake Henry Hausladen Chief compliance officer 1 Apr 2005 Other 5024068
William Aronin Capital member 1 Oct 2005 Other 5111765
Patrick Thomas Buck Chief financial officer 1 Feb 2006 Other 4456907
The Lodas Family Limited Partnership Capital member 1 Oct 2006 Other 36-4302363
Llc Matlock Capital Capital member 1 Oct 2006 Other 36-4317868
Monique Moura Srivastava Chief investment officer 1 Mar 2007 Other 5376909

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Francis Lodas Member 1 Aug 1999 50% - 75% 2144123
Marson Blair Hull Member 1 Mar 2002 50% - 75% 1877053

Based in Chicago

The principal office where Cts Strategic Investments, LLC performs its advisory services is located at 71 South Wacker, Chicago, IL 60606 The mailing address of the firm is Po Box 0668, Chicago, IL 60690. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-957-8002. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.ctsstrategic.com.