Lynrock Lake LP (Rye Brook)


Lynrock Lake LP is a large advisory firm based in Rye Brook. It manages $276.46 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018.

Lynrock Lake provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lynrock Lake: assets under management

The assets under management (AUM) of Lynrock Lake LP is $276.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 322% since the beginning of its operation, and $144.98 million of the total AUM is attributable to clients outside of the United States.

The firm manages $276.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $92.15 million each.
Lynrock Lake has custody of $276.46 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lynrock Lake LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lynrock Lake serves?

The only and largest group of clients of Lynrock Lake is pooled investment vehicles with 3 clients and $276.46 million of assets under management. Among the 9 most similar advisory firms, Lynrock Lake has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $276.46 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Lynrock Lake also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Lynrock Lake LP

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael John Manley Chief financial officer / chief compliance officer / chief operations officer 1 Feb 2018 Other 4593959
Brian Douglas Kannry Managing director / head of research 1 Feb 2018 Other 2851678
Cynthia Lynn Paul Chief investment officer / limited partner 1 Feb 2018 75% - 100% 2947919
Lynrock Lake Partners Llc General partner 1 Feb 2018 75% - 100% 82-3455704

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Cynthia Lynn Paul Managin member 1 Nov 2017 75% - 100% 2947919

Based in Rye Brook

The principal office where Lynrock Lake LP performs its advisory services is located at 2 International Drive, Rye Brook, NY 10573, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 9144494660 or by fax 9144494661. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at lynrocklake.com/.