Enhancing Capital LLC (Harrisburg)


Enhancing Capital LLC is a large advisory firm based in Harrisburg. It manages $242.26 million of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Pennsylvania and Texas.

Enhancing Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Enhancing Capital: assets under management

The assets under management (AUM) of Enhancing Capital LLC is $242.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $242.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.35 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 48% of the total AUM. The second-largest asset type is exchange traded securities, which make up 32% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Enhancing Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Enhancing Capital serves?

The firm provides services to individuals, insurance companies, high net worth individuals, and corporations or other businesses. The largest group of clients of Enhancing Capital is insurance companies with 3 clients and $223.62 million of assets under management. Among the 9 most similar advisory firms, Enhancing Capital has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $242.26 million for 12 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Enhancing Capital doesn't advise any private funds.

Careers at Enhancing Capital LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
George Aldus Parmer Member, trustee 1 Mar 2010 Other 6858426
Barbara Jean Parmer Member, trustee 1 Mar 2010 Other 6858431
Parmer 2016 Family Continuity Trust Member, trust 1 Jun 2016 75% - 100% 81-6620800
Daniel Robert Wendt Chief compliance officer and investment adviser representative 1 Sep 2017 Other 6118289
Derrik Jordan Brown Chief compliance officer and investment advisor representative 1 Aug 2018 Other 6316280

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jeaneve Marie Dolon Beneficiary 1 Jul 1992 50% - 75% 6858436
George Adam Parmer Beneficiary 1 Jun 2016 50% - 75% 6858433

Based in Harrisburg

The principal office where Enhancing Capital LLC performs its advisory services is located at 5300 Derry Street, Harrisburg, PA 17111 3576, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (717) 561-4491. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at enhancingcapital.com/.