Leist Alan R Planning Group Inc (Utica)


Leist Alan R Planning Group Inc is a pension cosultant based in Utica. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Massachusetts, and 4 other states.

Leist Alan R Planning Group provides financial planning services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leist Alan R Planning Group Inc for their services and products based on fixed fees and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Leist Alan R Planning Group Inc

Bradley Michael Kowalczyk has been acting as President since 1 Sep 1998. Catherine R. Martin joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Remy Leist Chief executive officer 1 Jan 1980 75% - 100% 306209
Bradley Michael Kowalczyk President/secretary 1 Sep 1998 Other 3121573
Catherine Roberts Martin Chief compliance officer 1 Jun 2005 Other 1325396

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bradley M. Kowalczyk President 1 Sep 1998 Other xxx-xx-xxxx
Catherine R. Martin Compliance officer 1 Jun 2005 Other xxx-xx-xxxx

Based in Utica

The principal office where Leist Alan R Planning Group Inc performs its advisory services is located at 114 Business Park Drive, Utica, NY 13502, which is also the mailing address of the firm. An additional office of the firm is in West Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 315-735-7553 or by fax 315-735-7739. The normal business hours are 8:30am - 4:30pm on Monday - Friday.