Applied Strategies And Counsel, Inc. (Scottsdale)


Applied Strategies And Counsel, Inc. is an adviser based in Scottsdale. It manages $15 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2005.

Applied Strategies And Counsel provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Applied Strategies And Counsel: assets under management

The assets under management (AUM) of Applied Strategies And Counsel, Inc. is $15 million. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Applied Strategies And Counsel, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Applied Strategies And Counsel, Inc.

Charles David Hollander has been acting as President since 1 Jun 2004. Jason Serge Orenzoff joined the executive team most recently as the Director Of Operations/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Charles David Hollander President/chief compliance officer 1 Jun 2004 75% - 100% 1536769
Jason Serge Orenzoff Director of operations/chief compliance officer 1 Oct 2005 Other 2096737

Based in Scottsdale

The principal office where Applied Strategies And Counsel, Inc. performs its advisory services is located at 14362 N. Frank Lloyd Wright Blvd., Scottsdale, AZ 85260, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-361-3055 or by fax 480-361-4310. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.theascgroup.com.