Simpson Alan Carter (Lexington)


Simpson Alan Carter is an adviser based in Lexington. It manages $66.83 million of regulatory assets for 97 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.

Simpson Alan Carter provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Simpson Alan Carter: assets under management

The assets under management (AUM) of Simpson Alan Carter is $66.83 million. The firm's AUM has grown by 13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.74 million in discretionary accounts and $47.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $224.32 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.23 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Simpson Alan Carter for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Simpson Alan Carter

Alan Simpson has been acting as President since 1 Jun 1995. Alan Carter Simpson joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Simpson President 1 Jun 1995 75% - 100% 2567783
Alan Carter Simpson President 1 Jun 1995 75% - 100% 2567783

Based in Lexington

The principal office where Simpson Alan Carter performs its advisory services is located at 9 Grapevine Ave, Lexington, MA 02421 7934 The mailing address of the firm is 405 Waltham Street #Pmb392, Lexington, MA 02421 7934. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-863-0250 or by fax 781-863-0720. The normal business hours are 9:00 - 5:00 on Monday - Friday.