Hms Capital Management, LLC is a large advisory firm based in Nashville. It manages $191 million of regulatory assets for 309 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Arkansas, Florida, and 4 other states.
Hms Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and asset allocation consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hms Capital Management, LLC is $191 million. The firm's AUM has grown by 546% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Hms Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Hms Capital Management is high net worth individuals with 47 clients and $117 million of assets under management. Among the 11 most similar advisory firms, Hms Capital Management has the lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $191 million for 127 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Hms Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $500,000.
The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Hms Capital Management, LLC performs its advisory services is located at 5130 Ashland City Hwy, Nashville, TN 37218, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 615-829-7200 or by fax 615-829-7201. The normal business hours are 8:30 - 4:00 on Monday - Friday. You can find more information about the New York firm at theretirementmanagers.com.