Investcorp Securities Limited (London, England)


Investcorp Securities Limited is an adviser based in London, England. It manages $1 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2017.

Investcorp Securities Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investcorp Securities Limited: assets under management

The assets under management (AUM) of Investcorp Securities Limited is $1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 652% since the beginning of its operation, and $958.55 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.87 million each.
Investcorp Securities Limited has custody of $1 billion in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investcorp Securities Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Craig Sinfield Hain serves?

The only and largest group of clients of Craig Sinfield Hain is pooled investment vehicles with 6 clients and $1 billion of assets under management. Among the 7 most similar advisory firms, Investcorp Securities Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1 billion for 6 clients. 95% of the firm’s clients are foreign persons or businesses.

Investcorp Securities Limited also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $3,571,429.

Careers at Investcorp Securities Limited

The company employs 29 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Sinfield Hain has been acting as President since 1 Aug 2017. Andrea Jayne Davis joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Investcorp International Limited Shareholder 1 Dec 1990 75% - 100% foreign
Stephanie Regina Bess Director 1 Mar 2006 Other 6763863
Hazem Ben Gacem Chief executive officer, director 1 Apr 2011 Other 6763819
Daniel Jose Lopez Cruz Director 1 Sep 2014 Other 6763811
Jonathan Adam Lay Chief compliance officer 1 Jun 2017 Other 6622858
Craig Sinfield Hain Director 1 Aug 2017 Other 5430103
Neil Nissim Hasson Director 1 Sep 2017 Other 1983150
Andrea Jayne Davis Director 1 Aug 2018 Other 7026517

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sipco Ltd Shareholder 1 Dec 2002 25% - 50% foreign
Investcorp Holdings Ltd Shareholder 1 Apr 2003 75% - 100% foreign
Investcorp S.A. Shareholder 1 Jun 2003 75% - 100% foreign
Ownership Holdings Ltd Shareholder 1 Jul 2003 50% - 75% foreign
Cp Holdings Ltd Shareholder 1 Jul 2003 50% - 75% foreign
Sipco Holdings Ltd Shareholder 1 Jul 2006 25% - 50% foreign
Aibc Investcorp Holdings S.A. Shareholder 1 Jun 2008 75% - 100% foreign

Based in London, England

The principal office where Investcorp Securities Limited performs its advisory services is located at 48 Grosvenor Street, London, England, W1 K 3 Hw, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0)20 7629 6600 or by fax 44 (0)20 7499 0371. The normal business hours are 9:00 a.m. to 5:30 p.m. on Monday - Friday.