D.J. St. Germain Co., Inc. (Springfield)

D.J. St. Germain Co., Inc. is a large advisory firm based in Springfield. It manages $714.65 million of regulatory assets for 4,976 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

D.J. St. Germain Co. provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

D.J. St. Germain Co.: assets under management

The assets under management (AUM) of D.J. St. Germain Co., Inc. is $714.65 million. The firm's AUM has grown by 217% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $705.34 million in discretionary accounts and $9.31 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.74 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $134.99 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay D.J. St. Germain Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at D.J. St. Germain Co., Inc.

Brian Patrick Trelease has been acting as President since 1 Jul 1967. Michael Robert Matty has served as the Chief Investment Officer since 1 Mar 2002. Inc. D.J. St. Germain Co. joined the executive team most recently as the Corporate Parent.

Direct owners and executive officers

Based in Springfield

The principal office where D.J. St. Germain Co., Inc. performs its advisory services is located at 1500 Main St, Springfield, MA 01115, which is also the mailing address of the firm. An additional office of the firm is in Hartford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number [413]733-5111 or by fax [413]747-0848. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.djstgermain.com.

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