Bainbridge Capital Management, LLC (Portland)


Bainbridge Capital Management, LLC is an adviser based in Portland. It manages $338.68 thousand of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2002.

Bainbridge Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bainbridge Capital Management: assets under management

The assets under management (AUM) of Bainbridge Capital Management, LLC is $338.68 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $338.68 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $169.34 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bainbridge Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bainbridge Capital Management, LLC

John Young Keffer has been acting as President since 1 Mar 2002. John Douglas Berthy joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Ives Goldstein Secretary 1 Mar 2002 Other 2631725
Nanette King Chern Chief compliance officer 1 Mar 2002 Other 1718029
John Young Keffer President/manager 1 Mar 2002 Other 1010213
Llc Forum Investment Advisors 20% owner 1 Mar 2002 Other 01-0513997
Charles Fredrick Johnson Treasurer 1 May 2002 Other 4162273
Leslie Charles Berthy Vp/manager/senior portfolio manager 1 Aug 2002 Other 1565599
Richard John Berthy Vp/manager 1 Aug 2002 Other 1341368
Carl Anthony Bright Vice-president 1 Aug 2002 Other 1567545
Llc Bainbridge Holdings Lcb 13.34% owner 1 Aug 2002 Other foreign
Llc Bainbridge Holdings Jam 13.33% owner 1 Aug 2002 Other foreign
Llc Rjb 13.33% owner 1 Aug 2002 Other foreign
William Richard Baker Manager 1 Aug 2002 Other 4587341
Jeffrey Alan Maffett Senior vp/manager 1 Aug 2002 Other 4587346
Ohio Heritage Bancorp 20% owner 1 Aug 2002 Other 31-1411217
Colonial Banc Corp. 20% owner 1 Aug 2002 Other 31-1018209
John Young Keffer Manager 1 Jun 2004 Other 1010213
Richard John Berthy President/manager 1 Jun 2004 Other 1341368
Carl Anthony Bright Vp/treasurer 1 Jun 2004 Other 1567545
Richard L. Furry Secretary 1 Jun 2004 Other 4833891
Richard John Berthy President/manager/secretary 1 Jul 2004 Other 1341368
Llc Foreside Solutions 25% owner 1 Dec 2004 25% - 50% 68-0583429
John Douglas Berthy 25% owner and vice president 1 Dec 2004 25% - 50% 4200851
John Douglas Berthy Vice president 1 Jan 2005 Other 4200851
Llc Majar 25% owner 1 Jan 2005 25% - 50% foreign

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Young Keffer Owner 1 Dec 1997 75% - 100% 1010213
Llc Forum Financial Group Holding company 1 Jan 1998 75% - 100% 01-0513996
Llc Forum Trust Nondepository trust co. 1 Jan 1998 75% - 100% 01-0514418
John Young Keffer Owner 1 Dec 2003 75% - 100% 1010213
Carl Anthony Bright Owner 1 Mar 2004 75% - 100% 1567545

Based in Portland

The principal office where Bainbridge Capital Management, LLC performs its advisory services is located at Two Portland Square, Portland, ME 04101, which is also the mailing address of the firm. An additional office of the firm is in Kirkland, WA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 207-553-7110 or by fax 207-553-7151. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday.