Seix Investment Advisors LLC is a large advisory firm based in Park Ridge. It manages $20.39 billion of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Seix Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Seix Investment Advisors LLC is $20.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and $3.33 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Seix Investment Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Michael Lincoln Mceachern is investment companies with 17 clients and $8.91 billion of assets under management. Among the 8 most similar advisory firms, Seix Investment Advisors has the 3rd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $20.39 billion for 147 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 4% of the firm’s clients are foreign persons or businesses.
Seix Investment Advisors also advises several private funds. Namely, one other private fund and five securitized asset funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.
The company employs 69 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Michael Lincoln Mceachern has been acting as President since 1 Mar 2008. James Francis Keegan has served as the Chief Investment Officer since 1 Mar 2008 and Ashi Sarvabhaum Parikh is the Chief Executive Officer of Seix Investment Advisors LLC family office. George Robert Aylward joined the executive team most recently as the Chief Executive Officer.
The principal office where Seix Investment Advisors LLC performs its advisory services is located at One Maynard Drive, Park Ridge, NJ 07656, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 201-391-0300 or by fax 201-391-5023. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at seixadvisors.com.