Tempest Investment Counselors, Inc. (Denver)

Name: Tempest Investment Counselors, Inc.
Address: 1380 Lawrence Street, Denver, CO, 80204
Telephone: (303)629-1917

Tempest Investment Counselors, Inc. is a large advisory firm based in Denver. It manages $431.4 million of regulatory assets for 281 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Colorado.

Tempest Investment Counselors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tempest Investment Counselors: assets under management

The assets under management (AUM) of Tempest Investment Counselors, Inc. is $431.4 million. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $392.41 million in discretionary accounts and $39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.51 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.86 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tempest Investment Counselors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tempest Investment Counselors, Inc.

John Byrd Chafee has been acting as President since 1 May 1976. Giles Rudolph Arthur Fox joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Byrd Chafee	Chairman	1 May 1976	Other	4391929
Homer David Lansdowne	Director, president	1 Dec 1984	25% - 50%	712986
John Jeffrey Dohse	Director, vp, treasurer	1 Dec 1984	Other	4391934
David Howard Squire	Director, vp, secretary	1 Dec 1984	Other	3081204
Jr Homer David Lansdowne	Director, president	1 Dec 1984	25% - 50%	712986
Greg Henry Thompson	Vice president	1 Apr 1991	Other	4391951
Robert Jean Alder	Director, executive vp	1 Aug 1993	Other	4391956
Katherine Jeter	Vice president	1 Aug 1993	Other	3077607
Barbara Ann Grummel	Vice president	1 May 1997	Other	720674
Lisa Jean Ullsperger	Vice president	1 Feb 2001	Other	3128581
Giles Rudolph Arthur Fox	Vice president	1 Jan 2002	Other	4519997

Based in Denver

The principal office where Tempest Investment Counselors, Inc. performs its advisory services is located at 1380 Lawrence Street, Denver, CO 80204, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (303)629-1917 or by fax (303)629-1976. The normal business hours are 8:00 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.tempestinvest.com.