Sutton Place Investors LLC is a large advisory firm based in Katonah. It manages $106.29 million of regulatory assets for 136 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and New York.
Sutton Place Investors provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sutton Place Investors LLC is $106.29 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sutton Place Investors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Sutton Place Investors is high net worth individuals with 35 clients and $72.7 million of assets under management. Among the 11 most similar advisory firms, Sutton Place Investors has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $85.69 million for 87 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sutton Place Investors doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sutton Place Investors LLC performs its advisory services is located at 6 Sutton Place, Katonah, NY 10536, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (914) 767-0974 or by fax (914) 617-1517. The normal business hours are 9:00 am to 5:00pm on Monday - Friday. You can find more information about the New York firm at settannifinancial.com and its LinkedIn profile.