D E Shaw & Co LP (New York)


D E Shaw & Co LP is a large advisory firm based in New York. It manages $27.81 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

D E Shaw & provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

D E Shaw &: assets under management

The assets under management (AUM) of D E Shaw & Co LP is $27.81 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2160% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.81 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.64 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay D E Shaw & Co LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Elliot Shaw Sole stockholder, chairman & president 1 Nov 1992 75% - 100% 1557735
Lehman Brothers Holdings Inc. Sole member 1 Nov 2006 75% - 100% 13-3216325

Based in New York

The principal office where D E Shaw & Co LP performs its advisory services is located at 120 West Forty Fifth Street, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Cupertino, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-478-0000 or by fax 212-478-0100. The normal business hours are 9am - 5 pm on Monday - Friday. You can find more information about the New York firm at deshaw.com/.