Summit Planning Group LLC is a large advisory firm based in Green Bay. It manages $488.41 million of regulatory assets for 2,551 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, Florida, Michigan, and 3 other states.
Summit Planning Group provides financial planning services, portfolio management for individuals and small businesses, and consulting. It prepares financial plans for approximately 1,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Summit Planning Group LLC is $488.41 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Summit Planning Group LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Summit Planning Group is high net worth individuals with 188 clients and $273.29 million of assets under management. Among the 8 most similar advisory firms, Summit Planning Group has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $487.04 million for 1,032 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Summit Planning Group doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Summit Planning Group LLC performs its advisory services is located at 3071 Voyager Drive, Green Bay, WI 54311, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 920-884-9000 or by fax 920-884-9019. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at spgcares.com.