Unterberg C E Towbin Advisors LP (New York)


Unterberg C E Towbin Advisors LP is a large advisory firm based in New York. It manages $483.61 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Unterberg C E Towbin Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Unterberg C E Towbin Advisors: assets under management

The assets under management (AUM) of Unterberg C E Towbin Advisors LP is $483.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $483.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Unterberg C E Towbin Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Unterberg C E Towbin Advisors LP

James William Weil has been acting as President since 1 Jan 2001. John Cronin Inc. joined the executive team most recently as the General Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
C. E. Unterberg Inc. General partner 1 May 1989 Other 13-3495144
Andrew Arno Inc. General partner 1 Aug 1990 Other 13-3586726
Robert M. Matluck Inc. General partner 1 Aug 1990 Other 13-3586723
Lavitt Management Inc. General partner 1 Aug 1992 Other 13-3586726
Thomas Israel Unterberg Executive committee member 1 Jan 1993 Other 451739
Robert Michael Matluck Executive committee member 1 Jan 1993 Other 1185892
Brian L. Finnerty Inc. General partner 1 Jan 1994 Other 13-3752379
Stephen P. Novak Inc. General partner 1 Jan 1994 Other 13-3749960
James W. Weil Corp. General partner 1 Jan 1995 Other 13-3804119
Artbin Inc. General partner 1 Sep 1995 Other 13-3851786
Gene Robert Abrams Director of compliance 1 Mar 1997 Other 1018250
Jeffrey C. Moskowitz Ltd. General partner 1 Jan 1998 Other 13-3985918
Kodiak Llc General partner 1 Jan 1998 Other 13-3868429
Marrus Corp. General partner 1 Jul 1998 Other 13-4007776
Robert Lewis Thompson Chief financial officer 1 Jul 1998 Other 2293274
Alex P. Bernstein Inc. General partner 1 Jan 1999 Other 94-3324197
Dc Ii General partner 1 Jan 1999 Other 13-4064812
Estelle Konviser Inc. General partner 1 Jan 1999 Other 13-4049677
Frazzle Inc. General partner 1 Jan 1999 Other 13-4051436
Inc. Questel General partner 1 Jan 1999 Other 13-4050489
Inc. Brian Goldman General partner 1 Jan 1999 Other 13-4054316
Abraham Robert Towbin Executive committee member 1 Jan 1999 Other 448476
Ltd. Branigan Holdings General partner 1 Aug 1999 Other 13-4084270
James Singer Corp. General partner 1 Sep 1999 Other 13-4084341
Mitchell Meisler Inc. General partner 1 Oct 1999 Other 13-4084375
Adam Ritzer Inc. General partner 1 Nov 1999 Other 13-4085108
Asln Inc. General partner 1 Nov 1999 Other 13-4089965
Ol Tawes Inc. General partner 1 Nov 1999 Other 13-4089994
Andrew Waldeck Corp. General partner 1 Jan 2000 Other 13-4117088
Bob Thompson Corp. General partner 1 Jan 2000 Other 13-4096966
Ltd. Jacandmaq Inc. General partner 1 Jan 2000 Other 21-6468446
James D. Poyner Jr. Inc. General partner 1 Jan 2000 Other 13-4094441
James T. Whipple Corp. General partner 1 Jan 2000 Other 13-4099165
Jane Dragone Ltd. General partner 1 Jan 2000 Other 13-4135590
Jolex Inc. General partner 1 Jan 2000 Other 13-4117881
Karl Motey Inc. General partner 1 Jan 2000 Other 94-3371353
M. O'connor Inc. General partner 1 Jan 2000 Other 13-4100174
Mark Levy Ltd. General partner 1 Jan 2000 Other 13-4100147
Stephen Adler Inc. General partner 1 Jan 2000 Other 13-4100102
Thomas Duggan Inc. General partner 1 Jan 2000 Other 13-4100338
Wgd Inc. General partner 1 Jan 2000 Other 13-4121883
William Kidd Inc. General partner 1 Jan 2000 Other 13-4127413
David Boucher Corp. General partner 1 Jan 2000 Other 84-1573479
John O'hagan Ltd. General partner 1 May 2000 Other 13-4136877
James William Weil President/ceo 1 Jan 2001 Other 2181268
Amanda Macklowe Corp. General partner 1 Jan 2001 Other 13-4162518
John Cronin Inc. General partner 1 Apr 2001 Other 13-4154195
Eckhardt Corp. General partner 1 Apr 2001 Other 13-4162516
Florence Kimm Corp. General partner 1 Apr 2001 Other 13-4169426
The Moorehead Group Inc. General partner 1 Apr 2001 Other 13-3589703
Rd Long Corp. General partner 1 Apr 2001 Other 13-4175748
Sydney Murphy Ltd. General partner 1 Apr 2001 Other 13-4154061
T.O. Rudd Corporation General partner 1 Apr 2001 Other 13-4169621
Inc. Martin Pyykkonen General partner 1 Apr 2001 Other 94-3390679

Indirect Owners

The SEC currently registers 48 indirect owners.

Name Entity Date acquired Ownership Employer ID
Andrew Arno President 1 Aug 1990 75% - 100% 1021807
Mel Stuart Lavitt President 1 Feb 1993 75% - 100% 303836
Robert Michael Matluck President 1 Feb 1993 75% - 100% 1185892
Steven Paul Novak President 1 Feb 1993 75% - 100% 1298370
Thomas Israel Unterberg President 1 Feb 1993 75% - 100% 451739
Brian Leonard Finnerty President 1 Jan 1994 75% - 100% 208042
James William Weil President 1 Jan 1995 75% - 100% 2181268
Abraham Robert Towbin President 1 Sep 1995 75% - 100% 448476
Andrew Maximillian Blum President 1 Jan 1998 75% - 100% 24116
Jeffrey Craig Moskowitz President 1 Jan 1998 75% - 100% 1058165
Michael Edwin Marrus President 1 Jul 1998 75% - 100% 1941034
Jordan Stuart Berlin President 1 Jan 1999 75% - 100% 821934
Alexander Paul Bernstein President 1 Jan 1999 75% - 100% 2360939
Steven Charles Frankel President 1 Jan 1999 75% - 100% 2471815
Theresa Marie Garvey President 1 Jan 1999 75% - 100% 1411758
Brian David Goldman President 1 Jan 1999 75% - 100% 2193220
Estelle Ellen Konviser President 1 Jan 1999 75% - 100% 1103933
Mark Christopher Branigan President 1 Aug 1999 75% - 100% 871163
James Alan Singer President 1 Sep 1999 75% - 100% 859841
Mitchell Ross Meisler President 1 Oct 1999 75% - 100% 1271863
Adam Saul Frankfort President 1 Nov 1999 75% - 100% 1293630
Adam Robert Ritzer President 1 Nov 1999 75% - 100% 1057194
Orrie Lee Tawes President 1 Nov 1999 75% - 100% 442987
Stephen Joseph Adler President 1 Jan 2000 75% - 100% 819059
Wiliam Garrett Dering President 1 Jan 2000 75% - 100% 2947808
Jane Elizabeth Dragone President 1 Jan 2000 75% - 100% 4178724
Thomas Edward Duggan President 1 Jan 2000 75% - 100% 1584685
William Bf Kidd President 1 Jan 2000 75% - 100% 3169014
Mark Lewis Levy President 1 Jan 2000 75% - 100% 1049720
Karl Kaveh Motey President 1 Jan 2000 75% - 100% 2822464
Michelle Paula Oconnor President 1 Jan 2000 75% - 100% 2686541
James Davis Poyner President 1 Jan 2000 75% - 100% 1136320
Douglas Michael Quartner President 1 Jan 2000 75% - 100% 1018202
Paul Frederick Rodriguez President 1 Jan 2000 75% - 100% 2688905
Robert Lewis Thompson President 1 Jan 2000 75% - 100% 2293274
Andrew M Waldeck President 1 Jan 2000 75% - 100% 2697686
James Thomas Whipple President 1 Jan 2000 75% - 100% 1417979
David Farrell Boucher President 1 Jan 2000 75% - 100% 1055613
John Kevin Ohagan President 1 May 2000 75% - 100% 1508972
Amanda Jane Macklowe President 1 Jan 2001 75% - 100% 2809309
John Raymond Cronin President 1 Apr 2001 75% - 100% 1652188
Charles Cole Eckhardt President 1 Apr 2001 75% - 100% 708756
Florence Young Kimm President 1 Apr 2001 75% - 100% 2607727
Robert Douglas Long President 1 Apr 2001 75% - 100% 858858
John Upshur Moorhead President 1 Apr 2001 75% - 100% 1329616
Suzanne Elizabeth Murphy President 1 Apr 2001 75% - 100% 1863323
Theodore Rudd Oneill President 1 Apr 2001 75% - 100% 2488334
Martin Paul Pyykkonen President 1 Apr 2001 75% - 100% 2334996

Based in New York

The principal office where Unterberg C E Towbin Advisors LP performs its advisory services is located at 350 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-389-8001 or by fax 212-389-8401. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.unterberg.com.