Bear, Stearns Securities Corp. (New York)


Bear, Stearns Securities Corp. is a large advisory firm based in New York. It manages $48.43 million of regulatory assets for 250 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 47 other states.

Bear, Stearns Securities Corp provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bear, Stearns Securities Corp: assets under management

The assets under management (AUM) of Bear, Stearns Securities Corp. is $48.43 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bear, Stearns Securities Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bear, Stearns Securities Corp.

Alan Courtney Greenberg has been acting as President since 1 Aug 2001. Jp Morgan Chase & Co joined the executive team most recently as the Stock Holder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeffrey Carl Bernstein Director, chief operations officer 1 Feb 1991 Other 1844904
Mark Ellis Lehman Clo, director, executive vice president 1 Feb 1991 Other 1367558
Michael Minikes Treasurer, director, co-president 1 Feb 1991 Other 1204499
Kenneth Lewis Edlow Secretary 1 Mar 1991 Other 75586
Stearns & Co. Inc. Bear Shareholder 1 Mar 1991 75% - 100% 79
Michael John Abatemarco Controller, assistant secretary 1 Jun 1991 Other 1728884
Alan David Schwartz Director 1 Jun 1991 Other 416184
Ronald Marvin Hersch Executive vice president 1 Oct 1992 Other 1026263
Warren Jeffrey Spector Director 1 Nov 1992 Other 1216931
Steven Alan Urcia Dsrop, dcrop 1 Sep 1995 Other 865215
Raymond Leif Aronson Cco 1 Apr 1996 Other 7737
Bruce Edward Geismar Director, chief operating officer 1 Oct 1997 Other 1112574
Richard Ray Lindsey Co-president, director 1 Aug 1999 Other 3220948
James Elliot Cayne Director, ceo, chairman of the board 1 Aug 2001 Other 43656
Alan Courtney Greenberg Director 1 Aug 2001 Other 228698
Samuel Leonard Jr Molinaro Director, cfo, executive vice president 1 Dec 2001 Other 2414084
Anthony Dominic Miserandino Esrop, ecrop 1 Apr 2002 Other 871584
Marshall J Levinson Controller, assistant secretary 1 Apr 2003 Other 1718018
Concettina Carfi Alzate Esrop, ecrop 1 May 2003 Other 4622312
William Howard Freilich Cco 1 Sep 2003 Other 2203801
Jeffrey Mark Farber Controller, assistant secretary 1 Jan 2004 Other 4192238
Michael Samuel Solender General counsel 1 Feb 2004 Other 4509548
William Howard Freilich General counsel and chief legal officer 1 Feb 2004 Other 2203801
Denis Joseph Mccarthy Cco 1 Feb 2004 Other 1415768
Cathleen Erdelyan Seneca Esrop 1 May 2004 Other 1336014
Eileen Frances Sherrick Ecrop 1 May 2004 Other 2225907
James Elliot Cayne Director, chairman of the board 1 Sep 2005 Other 43656
Samuel Leonard Jr Molinaro Director, ceo, cfo, 1 Sep 2005 Other 2414084
John Franco Stacconi Treasurer 1 Apr 2006 Other 1814227
Bruce Edward Geismar Director, co-president 1 Dec 2006 Other 1112574
Bruce Michael Lisman Director, co-ceo 1 Dec 2006 Other 310689
Steven Daniel Meyer Director 1 Dec 2006 Other 1455831
James Richard Heinzman Esrop 1 Apr 2007 Other 2343302
Bruce Edward Geismar Director, president 1 Jan 2008 Other 1112574
Michael Minikes Ceo, director 1 Jan 2008 Other 1204499
Samuel Leonard Jr Molinaro Director, cfo 1 Jan 2008 Other 2414084
Bruce Michael Lisman Director 1 Jan 2008 Other 310689
Alan David Schwartz Chairman of the board, director 1 Apr 2008 Other 416184
James Michael Collins Chief financial officer 1 Jun 2008 Other 2725065
Lisa Joan Fitzgerald Treasurer 1 Jun 2008 Other 1542376
Anthony James Horan Secretary 1 Jun 2008 Other 1970798
Peter David Cherasia Director 1 Jun 2008 Other 2101551
Richard David Berliand Director 1 Jun 2008 Other 1865460
Carlos M Hernandez Director 1 Jun 2008 Other 2647255
Jp Morgan Chase & Co Stock holder 1 Jul 2008 75% - 100% 13-2624428

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Bear Stearns Companies Inc. Shareholder 1 Oct 1985 75% - 100% 13-3286161

Based in New York

The principal office where Bear, Stearns Securities Corp. performs its advisory services is located at 383 Madison Avenue, New York, NY 10179 The mailing address of the firm is 115 South Jefferson Road, Whippany, NJ 07981. An additional office of the firm is in Brooklyn, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-272-2570 or by fax 212-272-7359. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.bearstearns.com.