Td Capital Management LLC is a large advisory firm based in Memphis. It manages $597.07 million of regulatory assets for 367 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arkansas, Colorado, Florida, and 7 other states.
Td Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Td Capital Management LLC is $597.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 495% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Td Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jere Matthews Sights is high net worth individuals with 160 clients and $512.25 million of assets under management. Among the 6 most similar advisory firms, Td Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $597.07 million for 367 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Td Capital Management doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jere Matthews Sights has been acting as President since 1 Sep 2017. John Robert Harrell joined the executive team most recently as the Director.
The principal office where Td Capital Management LLC performs its advisory services is located at 5100 Poplar Avenue, Memphis, TN 38137 1400, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 901-681-0021 or by fax 901-842-2824. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at tdcapitalmanagement.com.