Spare Kaplan Bischel & Associates LLC (San Francisco)


Spare Kaplan Bischel & Associates LLC is a large advisory firm based in San Francisco. It manages $390.9 million of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 41 other states.

Spare Kaplan Bischel & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Spare Kaplan Bischel & Associates: assets under management

The assets under management (AUM) of Spare Kaplan Bischel & Associates LLC is $390.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $390.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.98 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Spare Kaplan Bischel & Associates LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spare Kaplan Bischel & Associates LLC

Andrew Walter Bischel has been acting as President since 1 Jul 1999. Kenneth Jay Kaplan joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew Walter Bischel President 1 Jul 1999 Other 2561262
Kenneth Jay Kaplan Member 1 Jul 1999 Other 2493659
Inc. Ccm Holdings Member 1 Jul 1999 50% - 75% 36-4356466

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Richard Howard Adler Shareholder 1 Nov 1993 25% - 50% 2102059
Harry Tom Griffith Shareholder 1 Nov 1993 25% - 50% 230065
James Edward Hayes Shareholder 1 Nov 1993 25% - 50% 240511
Inc. Convergent Capital Management Shareholder 1 Sep 1998 75% - 100% 36-3978495

Based in San Francisco

The principal office where Spare Kaplan Bischel & Associates LLC performs its advisory services is located at 44 Montgomery St, Suite 3500, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-989-7852 or by fax 415-989-5472. The normal business hours are 7:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at skba.com.