Ocean Avenue Capital Partners, L.P. (Santa Monica)


Ocean Avenue Capital Partners, L.P. is a large advisory firm based in Santa Monica. It manages $931.8 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Ocean Avenue Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ocean Avenue Capital Partners: assets under management

The assets under management (AUM) of Ocean Avenue Capital Partners, L.P. is $931.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 445% since the beginning of its operation, and $204.54 million of the total AUM is attributable to clients outside of the United States.

The firm manages $931.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $62.12 million each.
Ocean Avenue Capital Partners has custody of $931.8 million in cash and securities for 15 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ocean Avenue Capital Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ocean Avenue Capital Partners serves?

The only and largest group of clients of Ocean Avenue Capital Partners is pooled investment vehicles with 15 clients and $931.8 million of assets under management. Among the 8 most similar advisory firms, Ocean Avenue Capital Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $931.8 million for 15 clients. 40% of the firm’s clients are foreign persons or businesses.

Ocean Avenue Capital Partners also advises several private funds. Namely, fifteen private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $40,000,000.

Careers at Ocean Avenue Capital Partners, L.P.

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Duran Soni Curis Partner 1 Jan 2011 Other 2618016
Jacques Youssefmir Chief compliance officer/partner 1 Jan 2011 Other 6017428
Llc Ocean Avenue Capital Partners General partner 1 Jan 2011 Other 27-3120867
Llc Graham Oa Class b partner 1 Jan 2011 Other 27-4870916
2002 The Bernard E. Francois Living Trust Dtd April 15 Class b partner 1 Jan 2011 Other xxx-xx-xxxx
Francis Peter Notz Principal 1 Mar 2011 Other 6017432

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bernard Edward Francois Trustee/owner 1 Jan 2011 75% - 100% 2098619
Jeffrey Lake Ennis Member 1 Jan 2011 25% - 50% 4500612
Kenneth Alexander Graham Manager/owner 1 Jan 2011 50% - 75% 6014479

Based in Santa Monica

The principal office where Ocean Avenue Capital Partners, L.P. performs its advisory services is located at 401 Wilshire Blvd.,, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (424) 238-0730 or by fax (424) 238-0728. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at oceanavenuecapital.com.