Cfg Asset Management LLC (Newtown Square)


Cfg Asset Management LLC is a large advisory firm based in Newtown Square. It manages $314.88 million of regulatory assets for 1,092 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Delaware, Florida, Maryland, and 5 other states.

Cfg Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cfg Asset Management: assets under management

The assets under management (AUM) of Cfg Asset Management LLC is $314.88 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1129% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $314.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $288.36 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cfg Asset Management LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cfg Asset Management LLC

James Harold Unger has been acting as President since 1 Oct 2009. William Richard Meck joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Joseph Meehan Chief executive officer 1 Oct 2009 Other 2158316
James Harold Unger President 1 Oct 2009 Other 1989966
William Richard Meck Chief compliance officer 1 Oct 2009 Other 5739708
Robert Joseph Hagenberg Chief operating officer 1 Oct 2009 Other 2942205
Llc Cfg Advisors Member 1 Oct 2009 75% - 100% 27-1207307

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Joseph Vincent Naselli Member 1 Jun 2007 25% - 50% 344988
Gary Earl Daniels Member 1 Jun 2007 25% - 50% 825427

Based in Newtown Square

The principal office where Cfg Asset Management LLC performs its advisory services is located at 16 Campus Boulevard, Suite 200, Newtown Square, PA 19073 3229, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-325-6100 or by fax 610-325-7010. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.cfgam.com.