Genworth Financial Planning Corporation (Schaumburg)


Genworth Financial Planning Corporation is a large advisory firm based in Schaumburg. It manages $89.7 million of regulatory assets for 102 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Illinois.

Genworth Financial Planning Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Genworth Financial Planning Corporation: assets under management

The assets under management (AUM) of Genworth Financial Planning Corporation is $89.7 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Genworth Financial Planning Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Genworth Financial Planning Corporation

James Joseph Buddle has been acting as President since 1 Jan 2004. Inc. Genworth Financial Investment Services joined the executive team most recently as the Shareholder Common.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Joseph Buddle Director 1 Jan 2004 Other 1381149
Norbert Mac Mindel Executive vice president - director 1 Jan 2004 Other 1254630
Edward Joseph Wiles Senior vice president - chief compliance officer 1 Jan 2004 Other 872723
Howard Shane Kite Senior vice president 1 Jan 2004 Other 1017428
David Stephen Reedy President - director 1 Jan 2004 Other 1037099
James Joseph Kuncl Finance officer 1 Jan 2004 Other 4200752
Inc. Genworth Financial Investment Services Shareholder common 1 Oct 2004 75% - 100% 36-3287737

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Hochman & Baker Shareholder common 1 Sep 1986 75% - 100% 36-3466883
Gna Corporation Shareholder common 1 Jan 2004 75% - 100% 91-1277112
Inc. Genworth Financial Shareholder common 1 May 2004 75% - 100% 33-1073076

Based in Schaumburg

The principal office where Genworth Financial Planning Corporation performs its advisory services is located at 200 North Martingale Road, Schaumburg, IL 60173, which is also the mailing address of the firm. An additional office of the firm is in Northbrook, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-330-7900 or by fax 847-330-7912. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday.