Keane Capital Management, Inc. (Charlotte)


Keane Capital Management, Inc. is a large advisory firm based in Charlotte. It manages $166.98 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of North Carolina.

Keane Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Keane Capital Management: assets under management

The assets under management (AUM) of Keane Capital Management, Inc. is $166.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.66 million each.
Keane Capital Management has custody of $166.98 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keane Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Keane Capital Management, Inc.

Peter Lawrence Keane has been acting as President since 1 Aug 1999. Campbell Ort Jenkins joined the executive team most recently as the Senior Equity Analyst.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Peter Lawrence Keane President & chief investment officer 1 Jul 1999 75% - 100% 1097537
Peter Lawrence Keane President 1 Aug 1999 75% - 100% 1097537
John Grant Denhart Head trader 1 Jan 2002 Other 6028148
Frederick Earl Hopkins Coo & marketing director 1 Jun 2003 Other 2816754
Edward Dorsey Slack Controller & chief compliance officer 1 Apr 2005 Other 5071136
Edward Dorsey Slack Controller & cco 1 May 2005 Other 5071136
Sean Timothy Corkery Assistant pm 1 Feb 2011 Other 6028147
Stuart Norwood Friou Portfolio manager 1 Jun 2012 Other 2625160
Campbell Ort Jenkins Senior equity analyst 1 Jan 2015 Other 2225362

Based in Charlotte

The principal office where Keane Capital Management, Inc. performs its advisory services is located at 3440 Toringdon Way, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-364-3250 or by fax 704-364-9381. The normal business hours are 9 a.m to 5 p.m. on Monday - Friday. You can find more information about the New York firm at keanecapital.com.