Allocca & Brunett, Inc. (Santa Fe)

Name: Allocca & Brunett, Inc.
Address: 1549 St Francis Dr, Santa Fe, NM, 87505
Telephone: 505-988-9739

Allocca & Brunett, Inc. is a large advisory firm based in Santa Fe. It manages $75.88 million of regulatory assets for 1,063 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New Mexico.

Allocca & Brunett provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allocca & Brunett: assets under management

The assets under management (AUM) of Allocca & Brunett, Inc. is $75.88 million. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.17 million in discretionary accounts and $21.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100.14 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $41.58 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allocca & Brunett, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Allocca & Brunett, Inc.

Allocca & Brunett, Inc. is owned by Paula Jo Allocca. Joseph Paul Allocca has been acting as President since 1 Jul 1980. John Francis Brunett joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Paul Allocca	President	1 Jul 1980	50% - 75%	727206
Paula Jo Allocca	Owner	1 Sep 2004	25% - 50%	4387167
John Francis Brunett	Chief compliance officer	1 Oct 2004	50% - 75%	2316428
Joseph Paul Allocca	Ceo	1 Oct 2004	50% - 75%	727206

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Paula J. Allocca	Current	1 Jul 1980	25% - 50%	4387167
Paula Jo Allocca	Owner	1 Jul 1980	25% - 50%	4387167
Yolanda R. Brunett	Owner	1 Sep 2004	25% - 50%	5490989
Yolanda Rosalee Brunett	Owner	1 Sep 2004	25% - 50%	5490989

Based in Santa Fe

The principal office where Allocca & Brunett, Inc. performs its advisory services is located at 1549 St Francis Dr, Santa Fe, NM 87505, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-988-9739 or by fax 505-982-3640. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pensionco.com.